Anupum Narula

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AUSTRALIANSUPER (UK) LTD

    FRN 741471

    • [FCA CF] Client dealing (since 10 Dec 2024)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • [FCA CF] Manager of certification employee (29 Mar 2021 to 29 Nov 2024)
    • [FCA CF] Client dealing (29 Mar 2021 to 29 Nov 2024)
    • [FCA CF] Material risk taker (29 Mar 2021 to 29 Nov 2024)
    • CF29 Significant management (2 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (24 Jun 2013 to 8 Dec 2019)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF30 Customer (1 Jun 2009 to 30 May 2013)
  • Cadwyn Capital LLP (no longer approved here)

    FRN 432985

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
    • CF27 Investment Management (14 Sep 2006 to 31 Oct 2007)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (14 Apr 2004 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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