C. HOARE & CO.

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Land Loan Advice
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit
Show 1 limitation Hide limitations
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Sharon Stubbs
IRN SXS56973
- [FCA CF] Functions requiring qualifications (7 Dec 2021 to 8 Dec 2021)
- [FCA CF] Manager of certification employee (7 Oct 2019 to 20 Aug 2021)
Shaun Phillips
IRN SXP02135
- SMF18 Other Overall Responsibility (12 Jan 2021 to 1 May 2024)
Simon Edward Tuck
IRN SXT01155
- CF30 Customer (1 Nov 2007 to 19 Apr 2010)
- CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (25 Oct 2006 to 31 Oct 2007)
Simon John Hodges
IRN SJH01210
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2004)
Simon MacKenzie
IRN SXM01550
- CF26 Customer Trading (8 Oct 2004 to 15 Oct 2007)
Simon Merrik Hoare
IRN SMH01062
- SMF3 Executive Director (since 7 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2003)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
- CF27 Investment Management (1 Dec 2001 to 16 Apr 2003)
Stephen Andrew Quinn
IRN SAQ01022
- CF30 Customer (18 Dec 2015 to 6 Mar 2016)
Steven David Davis
IRN SDD01025
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF27 Investment Management (14 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
Steven Martin Cooper
IRN SMC01224
- SMF1 Chief Executive (9 Jan 2019 to 30 Apr 2021)
Stuart Cummins
IRN SXC01976
- CF30 Customer (13 Oct 2014 to 6 Mar 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.