Simon Edward Tuck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
  • Weatherbys Bank Limited (no longer approved here)

    FRN 204571

    • CF30 Customer (18 May 2010 to 6 Mar 2016)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (1 Nov 2007 to 19 Apr 2010)
    • CF24 Pension Transfer Specialist (25 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • CF22 Investment Adviser (Trainee) (31 Jul 2002 to 1 Dec 2002)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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