Simon John Hodges

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • [FCA CF] Client dealing (since 1 Dec 2025)
    • [FCA CF] Material risk taker (since 1 Dec 2025)
    • CF30 Customer (30 Dec 2010 to 6 Mar 2016)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2025)
    • CF30 Customer (1 Aug 2011 to 8 Dec 2019)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
    • CF27 Investment Management (1 Dec 2001 to 1 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.