Date authorised
1 April 2013
Companies House
00240822
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522
  • Complaints Contact

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Jon Hammond

    IRN NJH01083

    • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Oliver Chipperfield

    IRN OXC56945

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 3 May 2023)
    • [FCA CF] Functions requiring qualifications (29 Oct 2018 to 3 May 2023)
  • Oliver James Chapman Murray

    IRN OJM01005

    • CF30 Customer (1 Nov 2007 to 17 Dec 2013)
    • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Oct 2006 to 31 Oct 2007)
  • Oliver Thomas Pryce

    IRN OTP01000

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2003)
    • CF27 Investment Management (1 Dec 2001 to 27 Aug 2003)
  • Owain James Williams

    IRN OXW72634

    • [FCA CF] Manager of certification employee (since 21 Jul 2022)
    • [FCA CF] Functions requiring qualifications (21 Jul 2022 to 23 Jul 2025)
  • Patrick Preece

    IRN PXP56965

    • [FCA CF] Functions requiring qualifications (1 Jul 2017 to 28 Oct 2021)
  • Paul Alan Wooder

    IRN PAW01224

    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Proprietary trader (since 7 Mar 2016)
    • CF30 Customer (29 Jul 2010 to 6 Mar 2016)
  • Paul Douglas Martin

    IRN PDM01059

    • CF21 Investment Adviser (1 Dec 2001 to 18 May 2006)
    • CF27 Investment Management (1 Dec 2001 to 18 May 2006)
  • Paul Hartley Mitchell

    IRN PXM01392

    • CF30 Customer (18 Mar 2008 to 6 Mar 2016)
  • Paul Jonathan Hucknall

    IRN PJH01306

    • SMF18 Other Overall Responsibility (since 9 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.