Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO.

    FRN 122093

    • [FCA CF] Manager of certification employee (since 21 Jul 2022)
    • [FCA CF] Functions requiring qualifications (21 Jul 2022 to 23 Jul 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (17 Nov 2021 to 11 Apr 2022)
    • CF1 Director (AR) (1 Sep 2021 to 11 Apr 2022)
  • O Williams Financial Services Ltd (no longer approved here)

    FRN 954993

    • (1)Employed By (1 Sep 2021 to 11 Apr 2022)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (30 Jul 2021 to 17 Nov 2021)
  • Handelsbanken plc (no longer approved here)

    FRN 806852

    • [FCA CF] Functions requiring qualifications (1 May 2018 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.