C. HOARE & CO.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Land Loan Advice
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Paul Robert Volske
IRN PRV01005
- CF11 Money Laundering Reporting (1 Dec 2001 to 11 Sep 2003)
Paul Szumilewicz
IRN PXS00589
- SMF24 Chief Operations (16 Mar 2023 to 1 Oct 2023)
Peter George Suddes
IRN PGS01107
- CF30 Customer (21 Mar 2012 to 6 Mar 2016)
Peter Stuart Gale
IRN PSG01038
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Mar 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Jun 2024)
Philip Desmond Curley
IRN PDC01135
- CF30 Customer (18 Apr 2011 to 12 May 2014)
Philip James Trevett
IRN PJT01164
- SMF4 Chief Risk (11 Apr 2017 to 30 Jun 2021)
- SMF16 Compliance Oversight (7 Mar 2016 to 30 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 21 Feb 2017)
- CF11 Money Laundering Reporting (2 Apr 2012 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Apr 2009 to 6 Mar 2016)
Philip Malcolm Spratt
IRN PMS01107
- CF30 Customer (1 Feb 2011 to 6 Mar 2016)
- CF21 Investment Adviser (24 Aug 2005 to 31 Oct 2007)
Philip Richard Patient
IRN PRP00022
- CF30 Customer (9 Sep 2015 to 6 Mar 2016)
Philip Stanley Tither
IRN PST01054
- [FCA CF] Proprietary trader (since 7 Mar 2016)
- CF30 Customer (17 Feb 2015 to 6 Mar 2016)
Rebecca Elisabeth Katherine Goddard
IRN REP01027
- CF30 Customer (10 Jul 2009 to 27 Jul 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.