Date authorised
1 April 2013
Companies House
00240822
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522
  • Complaints Contact

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Jane Williams

    IRN RJS01298

    • CF30 Customer (25 Feb 2011 to 28 Sep 2015)
  • Richard Garland

    IRN RTG01013

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (26 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Richard John Keers

    IRN RJK01138

    • SMF11 Chair of the Audit Committee (since 26 Mar 2025)
  • Richard Lodge

    IRN RXL56953

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Jul 2020)
  • Richard Quintin Hoare

    IRN RQH01003

    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Richard Rennie Hoare

    IRN RXH00448

    • SMF3 Executive Director (since 20 Apr 2022)
  • Richard Thomas James Wilson of Dinton

    IRN RTW01031

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 11 Oct 2016)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 11 Oct 2016)
    • CF2 Non Executive Director (30 Jun 2006 to 6 Mar 2016)
  • Robert Buckley Barritt

    IRN RBB01030

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Robert Inglis

    IRN RCI01004

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Robert Keith Loft

    IRN RKL01022

    • SMF18 Other Overall Responsibility (3 Jan 2017 to 13 Oct 2020)
    • Responsibility for MCD Intermediation (3 Jan 2017 to 13 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.