Rebecca Jane Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 May 2024)
    • [FCA CF] Functions requiring qualifications (since 16 May 2024)
    • [FCA CF] Manager of certification employee (since 12 Jan 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [PRA CF] Significant risk taker or Material risk taker (9 Jun 2022 to 31 Dec 2023)
    • [FCA CF] Material risk taker (9 Jun 2022 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Dec 2023)
    • CF30 Customer (16 Nov 2015 to 6 Mar 2016)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (25 Feb 2011 to 28 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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