Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 9 Sep 2022)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • SMF4 Chief Risk (11 Apr 2017 to 30 Jun 2021)
    • SMF16 Compliance Oversight (7 Mar 2016 to 30 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 21 Feb 2017)
    • CF11 Money Laundering Reporting (2 Apr 2012 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Apr 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.