BW SIPP LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk/services/self-invested-personal-pensions-sipp/

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

• Gordon Banks

  IRN GXB01375

  • [FCA CF] Significant management (9 Dec 2019 to 28 Nov 2025)
• Heather Lorraine Ray

  IRN HXR00277

  • [FCA CF] Significant management (since 21 Mar 2025)
• James Derek Jones-Tinsley

  IRN JDJ01015

  • [FCA CF] Significant management (9 Dec 2019 to 28 Nov 2025)
• John Patrick Flynn

  IRN JPF00001

  • CF11 Money Laundering Reporting (6 Apr 2007 to 5 Jul 2011)
  • CF10 Compliance Oversight (6 Apr 2007 to 5 Jul 2011)
  • CF4 Partner (6 Apr 2007 to 13 Mar 2012)
• Jonathan Mark Cuin

  IRN JXC00397

  • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2026)
• Judith Margaret Ann Worthy

  IRN JMW01320

  • SMF27 Partner (31 Jul 2025 to 1 Feb 2026)
• Julia Mary Bassett

  IRN JMB01250

  • SMF1 Chief Executive (9 Dec 2019 to 9 Feb 2023)
  • SMF27 Partner (9 Dec 2019 to 30 Sep 2023)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF3 Chief Executive (25 May 2010 to 8 Dec 2019)
  • CF4 Partner (13 Jul 2009 to 8 Dec 2019)
• Lisa Anne McMinn

  IRN LAM01088

  • [FCA CF] Significant management (since 9 Dec 2019)
• Lisa Jane Clifford

  IRN LXC00129

  • [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2024)
• Mark Andrew Jonathan Howard

  IRN MAH01221

  • CF8 Apportionment and Oversight (23 May 2007 to 31 Mar 2009)
  • CF3 Chief Executive (23 May 2007 to 26 May 2010)
  • CF4 Partner (6 Apr 2007 to 31 May 2019)

No changes recorded yet.