BW SIPP LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
Runs Personal Pensions

For Professional, Retail (Investment), Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

Senior staff personally approved by the FCA to hold their roles here.

Neil Julian Albric Howitt
IRN NJH01205
- [FCA CF] Significant management (21 Sep 2023 to 27 Jun 2025)
Nicholas Cooper
IRN NXC00390
- SMF1 Chief Executive (since 1 Aug 2025)
- SMF27 Partner (since 5 Nov 2024)
- [FCA CF] Significant management (1 Jun 2024 to 5 Nov 2024)
Nicholas John Howard Salter
IRN NJS01125
- [FCA CF] Significant management (9 Dec 2019 to 19 Nov 2021)
Paul Richard Hamilton
IRN PRH01162
- CF4 Partner (28 Jan 2015 to 6 Oct 2016)
Rebecca Danielle Smith
IRN RXS01218
- [FCA CF] Significant management (since 27 Jun 2025)
Robert Adrian Joseph Waddingham
IRN RAW01111
- CF4 Partner (6 Apr 2007 to 13 Mar 2012)
- CF3 Chief Executive (6 Apr 2007 to 23 Apr 2007)
- CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
Robert James Byett
IRN RJB00126
- SMF16 Compliance Oversight (since 22 Jul 2025)
- SMF27 Partner (since 22 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
Samuel Charles Patrick Meldrum
IRN SCM01147
- [FCA CF] Significant management (9 Dec 2019 to 22 Mar 2023)
Sarah Anne Brown
IRN SAB01317
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (30 Mar 2017 to 8 Dec 2019)
Scott David Eason
IRN SDE01023
- SMF9 Chair of the Governing Body (since 1 Jun 2024)
- SMF27 Partner (since 1 Jun 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.