BW SIPP LLP

Date authorised
1 April 2013
Companies House
OC322417
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon William Foster

    IRN SWF01026

    • SMF27 Partner (9 Feb 2023 to 1 Nov 2025)
    • SMF1 Chief Executive (9 Feb 2023 to 1 Aug 2025)
  • Susan Anne Wingate

    IRN SXW01054

    • [FCA CF] Significant management (since 6 Nov 2025)
  • Timothy Paul Saxton

    IRN TXS03567

    • SMF27 Partner (30 Mar 2022 to 12 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2022)
  • Zoe Smith

    IRN ZXS01079

    • SMF27 Partner (9 Dec 2019 to 1 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
    • CF4 Partner (18 Jul 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.