Zoe Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BW SIPP LLP (no longer approved here)

    FRN 458323

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
    • SMF27 Partner (9 Dec 2019 to 1 Jul 2025)
    • CF4 Partner (18 Jul 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2011 to 8 Dec 2019)
  • Barnett Waddingham LLP (no longer approved here)

    FRN 494494

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2025)
    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (1 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.