Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BW SIPP LLP (no longer approved here)

    FRN 458323

    • [FCA CF] Significant management (9 Dec 2019 to 28 Nov 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (1 Nov 2007 to 27 Feb 2015)
    • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (19 Oct 2007 to 31 Oct 2007)
  • MacIntosh James and Partners Limited (no longer approved here)

    FRN 402757

    • CF22 Investment Adviser (Trainee) (4 Jun 2007 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.