MacIntosh James and Partners Limited

• Principal Place of Business

  2nd Floor, Central House

  47 St Paul's Street

  Leeds

  West Yorkshire

  LS1 2TE

  UNITED KINGDOM

  Phone

  +4401132182600

  Web

  https://www.mjpwm.com

• Complaints Contact

  2nd Floor, Central House

  47 St Paul's Street

  Leeds

  West Yorkshire

  LS1 2TE

  UNITED KINGDOM

  Phone

  +4401132182600

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Michael Gilmore

  IRN AXG19047

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2024)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Andrew Dixon

  IRN AXD01764

  • CF30 Customer (22 Aug 2008 to 1 Oct 2009)
• James Derek Jones-Tinsley

  IRN JDJ01015

  • CF22 Investment Adviser (Trainee) (4 Jun 2007 to 6 Jul 2007)
• Jonathan Osborne Ward

  IRN JOW01004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Mar 2005 to 13 Jan 2006)
• Kevin Finlayson

  IRN KXF00021

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
  • CF30 Customer (26 Jul 2011 to 8 Dec 2019)
• Louise Dadswell

  IRN LXD00456

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
• Melissa Shale

  IRN MXS05400

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
• Paul David MacIntosh

  IRN PDM01062

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Nov 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2004 to 12 May 2005)
  • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
  • CF3 Chief Executive (1 Nov 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2004 to 12 May 2005)
• Richard Mark Jennings

  IRN RMJ01015

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
  • CF1 Director (30 Nov 2004 to 30 Jun 2007)
  • CF22 Investment Adviser (Trainee) (30 Nov 2004 to 12 Jan 2006)
  • CF24 Pension Transfer Specialist (30 Nov 2004 to 31 Oct 2007)
• Simon Richard James

  IRN SRJ01021

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Mar 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (4 Mar 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Mar 2005 to 8 Dec 2019)
  • CF1 Director (25 Feb 2005 to 8 Dec 2019)

No changes recorded yet.