Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Manager of certification employee (11 Mar 2019 to 15 Sep 2025)
    • [FCA CF] Client dealing (31 Jan 2019 to 15 Sep 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Sep 2025)
    • CF30 Customer (11 Sep 2013 to 6 Mar 2016)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (12 Oct 2010 to 3 Dec 2010)
  • MacIntosh James and Partners Limited (no longer approved here)

    FRN 402757

    • CF30 Customer (22 Aug 2008 to 1 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.