John Patrick Flynn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Albert E Sharp LLP
FRN 488822
- SMF27 Partner (since 15 Dec 2023)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (19 May 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (19 May 2017 to 8 Dec 2019)
Ark Investment Management Ltd
FRN 670081
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF30 Customer (1 Oct 2015 to 8 Dec 2019)
- CF2 Non Executive Director (1 Jul 2015 to 8 Dec 2019)
Barnett Waddingham LLP (no longer approved here)
FRN 494494
- CF11 Money Laundering Reporting (27 Mar 2009 to 1 Sep 2011)
- CF10 Compliance Oversight (27 Mar 2009 to 1 Sep 2011)
BW SIPP LLP (no longer approved here)
FRN 458323
- CF10 Compliance Oversight (6 Apr 2007 to 5 Jul 2011)
- CF4 Partner (6 Apr 2007 to 13 Mar 2012)
- CF11 Money Laundering Reporting (6 Apr 2007 to 5 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.