Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
185 High StreetCottenhamCambridgeCambridgeshireCB24 8RXUNITED KINGDOM- Phone
- +441954251521
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Complaints Contact
185 High StreetCottenhamCambridgeCambridgeshireCB24 8RXUNITED KINGDOM- Phone
- +441954251521
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Peter Ginn
IRN DPG00012
- CF30 Customer (29 Sep 2015 to 15 Jul 2019)
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David Ritchie Allan
IRN DRA00008
- CF30 Customer (17 Aug 2009 to 30 Dec 2012)
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Deborah Anne Lovett
IRN DAL01117
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 18 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 18 Oct 2022)
- CF30 Customer (26 Feb 2010 to 10 Sep 2010)
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John Bramwell
IRN JXB00339
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (27 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 23 Sep 2004)
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Katherine Anne Talbot
IRN KAT00001
- CF30 Customer (1 Nov 2007 to 16 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Monica Eileen Knowles
IRN MEK00014
- CF11 Money Laundering Reporting (25 Mar 2004 to 10 Nov 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2003)
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Nigel Charles Francis Bolitho
IRN NCB00001
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 18 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (30 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF7 Sole Trader (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
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Robert Byrne
IRN RXB00111
- CF30 Customer (since 14 Dec 2023)
- CF1 Director (AR) (since 14 Dec 2023)
- CF30 Customer (15 May 2008 to 11 Jun 2019)
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Robert Templer Thomas Graham
IRN RTG00003
- [FCA CF] Manager of certification employee (18 Mar 2021 to 31 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (1 Oct 2020 to 5 Oct 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Mar 2021)
- CF30 Customer (1 Nov 2007 to 21 Nov 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
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Sampson Marino
IRN SXM07096
- CF30 Customer (since 22 Oct 2025)
- CF30 Customer (10 Jan 2024 to 5 Mar 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cambridge Financial Advisers Ltd
FRN 993773 · Appointed 14 Dec 2023
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Timothy Simon Scott Fanning (no longer appointed)
FRN 578759 · Appointed 2 Apr 2012 · Until 24 Dec 2012
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Robert Byrne Investments (no longer appointed)
FRN 206992 · Appointed 1 May 2008 · Until 12 Jul 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.