Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BV Services
FRN 117954
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 18 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 18 Oct 2022)
- CF30 Customer (26 Feb 2010 to 10 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.