Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BV Services
FRN 117954
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
- [FCA CF] Client dealing (since 18 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (27 Sep 2004 to 31 Oct 2007)
- CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 23 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.