Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BV Services

    FRN 117954

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2021)
    • [FCA CF] Client dealing (since 18 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (27 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Feb 2004 to 23 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.