Robert Templer Thomas Graham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert Graham Financial

    FRN 187087

    • Employed By (since 1 Oct 1998)
  • BV Services (no longer approved here)

    FRN 117954

    • [FCA CF] Manager of certification employee (18 Mar 2021 to 31 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Oct 2020 to 5 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 21 Nov 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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