BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jake Thomas Herman

  IRN JTH01068

  • [FCA CF] Client dealing (29 Dec 2021 to 26 Jan 2023)
• James Edward Charles Williams

  IRN JEW01059

  • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2023)
  • CF30 Customer (30 Jan 2009 to 8 Dec 2019)
• James Hayden West

  IRN JHW01061

  • CF30 Customer (30 Nov 2009 to 5 Sep 2013)
• James McKenzie Kirk

  IRN JMK01099

  • CF30 Customer (5 Mar 2014 to 5 Jan 2015)
• Jarett Wade Gedir

  IRN JWG01065

  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Jo-Ann Margaret Sadleir

  IRN JMS01330

  • CF30 Customer (3 Jan 2013 to 11 Dec 2013)
• John McPate

  IRN JXM01617

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
• John Patrick Lawrence McCarthy

  IRN JPM01115

  • CF30 Customer (4 Jan 2016 to 26 Apr 2016)
• John Richard Cubitt

  IRN JRC01104

  • [FCA CF] Client dealing (since 10 Nov 2023)
  • [FCA CF] Significant management (since 9 Jan 2023)
  • [FCA CF] Material risk taker (since 9 Jan 2023)
• Jonathan Alan Clements

  IRN JAC01154

  • CF30 Customer (31 Jan 2011 to 21 Jun 2012)

No changes recorded yet.