BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Robert Roy Walker

  IRN JXW01628

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
• Julia Rakauskaite

  IRN JXR01779

  • CF30 Customer (1 Mar 2010 to 1 Mar 2013)
• Julie Anne Beecher

  IRN JAB01259

  • CF30 Customer (1 Oct 2010 to 20 Feb 2013)
• Katherine Mills

  IRN KAL01039

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2023)
  • CF11 Money Laundering Reporting (17 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Nov 2014 to 8 Dec 2019)
• Kevin Edwards

  IRN KXE01095

  • [FCA CF] Client dealing (since 7 Dec 2023)
  • [FCA CF] Material risk taker (since 14 Mar 2023)
  • [FCA CF] Significant management (since 14 Mar 2023)
  • [FCA CF] Client dealing (1 Mar 2021 to 14 Mar 2023)
• Kevin Orin Chessen

  IRN KXC01317

  • CF1 Director (12 Jul 2010 to 7 Jun 2018)
• Kin Chueng Fung

  IRN KXF19685

  • [FCA CF] Client dealing (since 20 May 2025)
• Laurent Leon Jastrow

  IRN LXJ01089

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2022)
  • CF30 Customer (1 Jun 2019 to 8 Dec 2019)
• Leon Alexander Cutler

  IRN LAC01048

  • CF30 Customer (21 Nov 2008 to 10 Jul 2009)
• Liam Fincham

  IRN LXF01226

  • [FCA CF] Client dealing (since 5 Jul 2021)

No changes recorded yet.