BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louis Alexander Reyner

  IRN LXR00197

  • [FCA CF] Client dealing (since 21 Nov 2023)
• Marc Christian Hedman

  IRN MCH01081

  • CF30 Customer (19 May 2011 to 30 Jan 2012)
• Martin Christof Pankau

  IRN MCP01060

  • CF30 Customer (3 Sep 2012 to 19 Apr 2013)
• Martin David Reynolds

  IRN MDR01088

  • CF30 Customer (3 Jan 2012 to 24 Jan 2018)
• Matthew Harvey Cyzer

  IRN MHC01021

  • CF30 Customer (19 Apr 2012 to 28 Sep 2018)
• Matthew Lorenzo Austin

  IRN MLA01053

  • [FCA CF] Client dealing (16 Dec 2020 to 2 Nov 2022)
• Matthew Rubens

  IRN MXR01249

  • [FCA CF] Client dealing (since 20 Nov 2023)
  • [FCA CF] Significant management (since 12 Jan 2023)
  • [FCA CF] Material risk taker (since 3 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
  • CF30 Customer (10 Jun 2015 to 22 Feb 2018)
• Matthew Thomas Stylianou

  IRN MTS01102

  • CF30 Customer (1 Jul 2011 to 28 Aug 2012)
• Michael Anthony Carley

  IRN MXC11821

  • SMF18 Other Overall Responsibility (29 Feb 2020 to 25 Jan 2021)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
• Michael David Marlowe

  IRN MDM01058

  • CF30 Customer (1 Mar 2016 to 31 Oct 2018)

No changes recorded yet.