Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 20 Nov 2023)
    • [FCA CF] Significant management (since 12 Jan 2023)
    • [FCA CF] Material risk taker (since 3 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
    • CF30 Customer (10 Jun 2015 to 22 Feb 2018)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (6 Jun 2018 to 29 Nov 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 5 May 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 5 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.