Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 20 Nov 2023)
- [FCA CF] Significant management (since 12 Jan 2023)
- [FCA CF] Material risk taker (since 3 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
- CF30 Customer (10 Jun 2015 to 22 Feb 2018)
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- CF30 Customer (6 Jun 2018 to 29 Nov 2019)
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- CF30 Customer (11 Apr 2013 to 5 May 2015)
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- CF30 Customer (21 Mar 2013 to 5 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.