Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 7 Dec 2023)
- [FCA CF] Significant management (since 14 Mar 2023)
- [FCA CF] Material risk taker (since 14 Mar 2023)
- [FCA CF] Client dealing (1 Mar 2021 to 14 Mar 2023)
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- [FCA CF] Material risk taker (1 Apr 2019 to 20 Apr 2020)
- [FCA CF] Client dealing (10 Oct 2017 to 20 Apr 2020)
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- CF30 Customer (25 Jul 2008 to 21 Jan 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.