Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 7 Dec 2023)
    • [FCA CF] Significant management (since 14 Mar 2023)
    • [FCA CF] Material risk taker (since 14 Mar 2023)
    • [FCA CF] Client dealing (1 Mar 2021 to 14 Mar 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 20 Apr 2020)
    • [FCA CF] Client dealing (10 Oct 2017 to 20 Apr 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (25 Jul 2008 to 21 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.