Brompton Asset Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
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Complaints Contact
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Bulelwa Mfakadolo
IRN BXM00288
- [FCA CF] Functions requiring qualifications (11 Jan 2022 to 12 Dec 2023)
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CHRISTOPHER LANCE MAY
IRN CXM00774
- CF4 Partner (AR) (7 Oct 2022 to 6 Oct 2023)
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Chintan Thapa
IRN CXT00147
- [FCA CF] Functions requiring qualifications (1 Dec 2021 to 19 Dec 2023)
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Christopher Brian Walker
IRN CBW00005
- SMF1 (AR) Chief Executive function (7 Oct 2022 to 29 Feb 2024)
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David Chatterley
IRN DXC00440
- [FCA CF] Functions requiring qualifications (30 Sep 2021 to 24 Oct 2023)
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Deepak Kumar Kohli
IRN DKK00001
- Appointed representative dealing with clients for which they require qualification (20 Aug 2021 to 23 Nov 2021)
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Dennis Rodney Snelgar
IRN DRS01137
- Appointed representative dealing with clients for which they require qualification (21 Aug 2021 to 19 Dec 2023)
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Donna Louise Francis
IRN DLW01103
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
- [FCA CF] Significant management (since 19 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 14 Feb 2019)
- Responsibility for MCD Intermediation (since 14 Feb 2019)
- CF3 Chief Executive (31 Mar 2016 to 8 Dec 2019)
- CF1 Director (31 Mar 2016 to 8 Dec 2019)
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Edis Meqa
IRN EXM01438
- CF1 Director (AR) (12 Jul 2022 to 11 Nov 2024)
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Fareha Qadri
IRN FXC01120
- [FCA CF] Functions requiring qualifications (14 Apr 2022 to 23 Oct 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.