Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (14 Apr 2022 to 23 Oct 2023)
-
- CF1 Director (AR) (8 Nov 2018 to 7 Aug 2019)
-
- CF1 Director (AR) (29 May 2018 to 25 Jul 2018)
-
- CF30 Customer (12 Sep 2016 to 5 Jul 2018)
-
- CF30 Customer (12 May 2015 to 11 Dec 2015)
-
- CF30 Customer (1 Nov 2007 to 29 Jul 2013)
- CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (8 Jul 2004 to 5 Dec 2005)
- CF22 Investment Adviser (Trainee) (11 Sep 2002 to 8 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.