Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brompton Asset Finance Limited
FRN 727308
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
- [FCA CF] Significant management (since 19 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 14 Feb 2019)
- Responsible for Insurance Distribution (since 14 Feb 2019)
- CF1 Director (31 Mar 2016 to 8 Dec 2019)
- CF3 Chief Executive (31 Mar 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.