Christopher Brian Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

REGENCY FINANCE LTD
FRN 929054
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
Walker Mortgages (no longer approved here)
FRN 459049
- Employed By (7 Oct 2022 to 29 Feb 2024)
Brompton Asset Finance Limited (no longer approved here)
FRN 727308
- SMF1 (AR) Chief Executive function (7 Oct 2022 to 29 Feb 2024)
TenetLime Limited (no longer approved here)
FRN 311266
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jul 2022)
Redworth Caledonian Associates (no longer approved here)
FRN 185246
- (9)Employed By (14 Apr 2003 to 2 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.