Brompton Asset Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
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Complaints Contact
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Bulelwa Mfakadolo
IRN BXM00288
- [FCA CF] Functions requiring qualifications (11 Jan 2022 to 12 Dec 2023)
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CHRISTOPHER LANCE MAY
IRN CXM00774
- CF4 Partner (AR) (7 Oct 2022 to 6 Oct 2023)
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Chintan Thapa
IRN CXT00147
- [FCA CF] Functions requiring qualifications (1 Dec 2021 to 19 Dec 2023)
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Christopher Brian Walker
IRN CBW00005
- SMF1 (AR) Chief Executive function (7 Oct 2022 to 29 Feb 2024)
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David Chatterley
IRN DXC00440
- [FCA CF] Functions requiring qualifications (30 Sep 2021 to 24 Oct 2023)
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Deepak Kumar Kohli
IRN DKK00001
- Appointed representative dealing with clients for which they require qualification (20 Aug 2021 to 23 Nov 2021)
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Dennis Rodney Snelgar
IRN DRS01137
- Appointed representative dealing with clients for which they require qualification (21 Aug 2021 to 19 Dec 2023)
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Donna Louise Francis
IRN DLW01103
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
- [FCA CF] Significant management (since 19 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 14 Feb 2019)
- Responsibility for MCD Intermediation (since 14 Feb 2019)
- CF3 Chief Executive (31 Mar 2016 to 8 Dec 2019)
- CF1 Director (31 Mar 2016 to 8 Dec 2019)
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Edis Meqa
IRN EXM01438
- CF1 Director (AR) (12 Jul 2022 to 11 Nov 2024)
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Fareha Qadri
IRN FXC01120
- [FCA CF] Functions requiring qualifications (14 Apr 2022 to 23 Oct 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Real Deal Financial Services Limited (no longer appointed)
FRN 485672 · Appointed 27 May 2022 · Until 27 Aug 2024
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Usher Commercial Solutions Limited (no longer appointed)
FRN 972274 · Appointed 17 Mar 2022 · Until 12 Jan 2024
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Angel Finance & Mortgages Ltd. (no longer appointed)
FRN 970764 · Appointed 25 Feb 2022 · Until 19 Dec 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.