BROKERTEC EUROPE LIMITED

Date authorised
1 April 2013
Companies House
02645715
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    London Fruit & Wool Exchange
    1 Duval Square
    London
    E1 6PW
    UNITED KINGDOM
    Phone
    +442033793700
    Web
    https://www.cmegroup.com

  • Complaints Contact

    C M E Group
    London Fruit & Wool Exchange
    1 Duval Square
    London
    Tower Hamlets
    E1 6PW
    UNITED KINGDOM
    Phone
    +442033793700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jade Martine Poux

    IRN JXP00971

    • [FCA CF] Client dealing (23 May 2024 to 30 Mar 2026)
  • James Neilson Pettigrew

    IRN JNP01022

    • CF1 Director (1 Dec 2001 to 5 Jun 2006)
  • Jamieson Mornington

    IRN JMM01361

    • CF30 Customer (10 Mar 2011 to 16 May 2012)
  • Jason Todd Cohen

    IRN JTC01071

    • CF1 Director (2 Jul 2015 to 8 Dec 2019)
  • Jeffery Roberts

    IRN JXR01793

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
  • Jeffrey Ward

    IRN JXW02257

    • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
    • CF1 Director (2 Jul 2015 to 8 Dec 2019)
  • Jillian Fitzpatrick

    IRN JXF01816

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
    • CF30 Customer (12 Apr 2016 to 25 Jul 2016)
  • Joel Davies

    IRN JXD01998

    • CF30 Customer (11 Mar 2011 to 16 May 2012)
  • Joel Graeme James

    IRN JGJ01014

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
  • John Alexander Edwards

    IRN JAE01024

    • SMF1 Chief Executive (9 Apr 2020 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (27 Aug 2013 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.