Joel Graeme James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 8 Dec 2015)
    • CF21 Investment Adviser (12 May 2004 to 31 Oct 2007)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (10 Oct 2003 to 7 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.