BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward William Sizeland

  IRN EES01012

  • [FCA CF] Significant management (since 31 Mar 2026)
  • [FCA CF] Material risk taker (12 Jun 2023 to 30 Mar 2026)
• Eleanor Stanley

  IRN EXS01278

  • SMF3 Executive Director (since 1 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2026)
• Emma Kelly

  IRN EXK00076

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
• Fabrice Eizlini

  IRN FXE01074

  • CF30 Customer (7 Dec 2015 to 8 Dec 2019)
• Gary Grella

  IRN GXG00131

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
• Gary James Smith

  IRN GJS01083

  • CF1 Director (1 Dec 2001 to 31 Dec 2007)
• George Gunn Bannerman MacDonald

  IRN GGM01023

  • CF8 Apportionment and Oversight (4 Apr 2002 to 31 Oct 2007)
  • CF3 Chief Executive (4 Apr 2002 to 31 Dec 2007)
  • CF1 Director (1 Dec 2001 to 31 Dec 2007)
• Georgi Slavov

  IRN GXS01802

  • CF30 Customer (10 Aug 2010 to 17 May 2012)
• Gerard William Harvey

  IRN GWH01067

  • CF10 Compliance Oversight (22 Feb 2011 to 11 Jul 2013)
• Gil Mandelzis

  IRN GXM02386

  • CF3 Chief Executive (24 Aug 2015 to 18 Oct 2016)
  • CF1 Director (24 Aug 2015 to 18 Oct 2016)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.