BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glyn David Harrington

  IRN GDH01092

  • CF30 Customer (5 May 2016 to 6 Dec 2019)
• Grant Christopher Webster

  IRN GCW01056

  • CF30 Customer (16 Jul 2015 to 9 Nov 2016)
• Guy Warren Simpson Rowcliffe

  IRN GWR01036

  • SMF3 Executive Director (11 Mar 2020 to 1 Sep 2021)
  • CF29 Significant management (25 Apr 2016 to 8 Dec 2019)
• Henry Grainger Liddell

  IRN HGL01012

  • CF1 Director (20 Jul 2010 to 5 Sep 2013)
• Hongyi Lu

  IRN HXL00080

  • [FCA CF] Client dealing (12 Sep 2022 to 29 Apr 2025)
• Hugh Whelan

  IRN HXW00067

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
• Hugo Syrmen

  IRN HXS00149

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
• Huzefa Zakyuddun Vora

  IRN HZV01000

  • [FCA CF] Client dealing (12 Oct 2022 to 21 Dec 2022)
  • [FCA CF] Significant management (12 Oct 2022 to 21 Dec 2022)
• Ian Brett Chicken

  IRN IBC01005

  • CF1 Director (28 Aug 2013 to 14 May 2018)
• JOSHUA EDWARD KIMBER

  IRN JEK01072

  • CF30 Customer (22 Jan 2015 to 9 Nov 2016)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.