Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF1 Director (AR) (21 Apr 2008 to 9 Mar 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 9 Mar 2009)
    • CF3 Chief Executive (1 Dec 2001 to 9 Mar 2009)
  • ICAP Equities Ltd (no longer approved here)

    FRN 481584

    • Employed By (21 Apr 2008 to 9 Mar 2009)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF1 Director (11 Aug 2003 to 8 Apr 2008)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF3 Chief Executive (4 Apr 2002 to 31 Dec 2007)
    • CF8 Apportionment and Oversight (4 Apr 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2007)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF1 Director (1 Dec 2001 to 18 Jun 2008)
    • CF3 Chief Executive (1 Dec 2001 to 18 Jun 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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