Broadstone Corporate Benefits Limited

• Principal Place of Business

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

  Web

  https://www.broadstone.co.uk

• Complaints Contact

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Russell James McIver

  IRN RJM01292

  • CF30 Customer (18 Dec 2014 to 31 Aug 2016)
• Seth Dowley

  IRN SXD01007

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2026)
  • [FCA CF] Client dealing (since 20 Apr 2026)
• Simon Michael Pickerill

  IRN SMP00041

  • [FCA CF] Client dealing (28 May 2020 to 1 Aug 2023)
• Simon Paul Nicol

  IRN SPN00004

  • CF30 Customer (24 Apr 2013 to 30 Jun 2016)
• Simon Peterman

  IRN SXP01956

  • CF30 Customer (23 Jun 2015 to 25 Jun 2018)
• Simon Spencer Cody Myers

  IRN SXM00829

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 10 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
• Stephen Moreton Hackett

  IRN SMH01159

  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2019)
  • Responsible for Insurance Mediation (2 Nov 2016 to 30 Sep 2018)
  • CF30 Customer (4 Aug 2016 to 31 Jan 2019)
  • CF1 Director (4 Aug 2016 to 31 Jan 2019)
• Timothy Brian Russell

  IRN TBR01005

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
• Vanda Suzanne Cox

  IRN VSC00001

  • CF1 Director (24 Apr 2013 to 19 Oct 2016)
  • CF30 Customer (24 Apr 2013 to 19 Oct 2016)
• Victoria Carol Hughes

  IRN VCC01006

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2025)

No changes recorded yet.