Simon Michael Pickerill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Broadstone Financial Solutions Limited
FRN 134771
- [FCA CF] Client dealing (since 21 Feb 2024)
- [FCA CF] Client dealing (3 Nov 2021 to 1 Aug 2023)
- CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2005)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 6 Apr 2005)
Broadstone Corporate Benefits Limited (no longer approved here)
FRN 587699
- [FCA CF] Client dealing (28 May 2020 to 1 Aug 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.