Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Broadstone Corporate Benefits Limited
FRN 587699
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 10 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
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Broadstone Financial Solutions Limited
FRN 134771
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 17 Aug 2021)
- [FCA CF] Functions requiring qualifications (since 17 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
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