Simon Paul Nicol

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • [FCA CF] Client dealing (2 Dec 2020 to 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 31 Oct 2022)
    • CF30 Customer (20 Oct 2016 to 8 Dec 2019)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • CF30 Customer (24 Apr 2013 to 30 Jun 2016)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2004)
  • PIMco (no longer approved here)

    FRN 214454

    • Employed By (1 Dec 2001 to 23 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.