Britannia Global Investments Limited

• Principal Place of Business

  Level 29

  The Scalpel

  52, Lime Street

  London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442045701689

  Web

  https://www.britannia.com/britannia-global-investments/

• Complaints Contact

  Britannia Global Investors Limited

  52 Lime Street

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +4402045701644

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Edward Atkins

  IRN GEA01025

  • SMF16 Compliance Oversight (27 Feb 2024 to 6 May 2025)
• Heiko Mueller

  IRN HXM01790

  • CF30 Customer (1 Nov 2017 to 26 Jan 2018)
• John David Gammer

  IRN JDG01121

  • CF30 Customer (2 Jan 2017 to 14 Feb 2017)
  • CF3 Chief Executive (2 Jan 2017 to 14 Feb 2017)
  • CF1 Director (2 Jan 2017 to 14 Feb 2017)
• John Richard Seaman

  IRN JRS01119

  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Mar 2024)
  • CF1 Director (1 Dec 2017 to 29 Apr 2019)
  • CF10 Compliance Oversight (2 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2017 to 8 Dec 2019)
• Jose Francisco Herrera

  IRN JXH19860

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (25 Nov 2019 to 8 Dec 2019)
• Julio Martin Herrera

  IRN JXH09721

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Nov 2021)
  • CF2 Non Executive Director (22 Jan 2019 to 8 Dec 2019)
• Laurence Richard Crosby

  IRN LRC01025

  • CF30 Customer (31 Oct 2017 to 23 Mar 2018)
• Lawrence Swift

  IRN LES01024

  • [FCA CF] Proprietary trader (since 28 Apr 2025)
  • [FCA CF] Client dealing (since 28 Apr 2025)
• Matthew Charles Wright

  IRN MCW01112

  • CF1 Director (5 Apr 2017 to 15 Dec 2017)
  • CF3 Chief Executive (5 Apr 2017 to 15 Dec 2017)
  • CF30 Customer (5 Apr 2017 to 15 Dec 2017)
• Nedim Demir Savatli

  IRN NDS01076

  • CF2 Non Executive Director (2 Jan 2017 to 16 Aug 2017)

No changes recorded yet.