John Richard Seaman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RKX FINANCIAL UK LIMITED
FRN 833414
- Director of firm who is not a certification employee or a SMF manager (since 5 Feb 2021)
Britannia Global Investments Limited (no longer approved here)
FRN 739949
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Mar 2024)
- CF1 Director (1 Dec 2017 to 29 Apr 2019)
- CF11 Money Laundering Reporting (2 Jan 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Jan 2017 to 8 Dec 2019)
Credit Financier Invest Limited (no longer approved here)
FRN 828955
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Mar 2020)
- SMF3 Executive Director (9 Dec 2019 to 17 Mar 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Mar 2020)
- CF10 Compliance Oversight (14 Oct 2019 to 8 Dec 2019)
- CF1 Director (14 Oct 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Oct 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.