Lawrence Swift

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Britannia Global Investments Limited
FRN 739949
- [FCA CF] Client dealing (since 28 Apr 2025)
- [FCA CF] Proprietary trader (since 28 Apr 2025)
BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- [FCA CF] Proprietary trader (21 Dec 2023 to 1 May 2025)
- [FCA CF] Client dealing (17 May 2022 to 1 May 2025)
ABN AMRO Bank NV (no longer approved here)
FRN 523620
- [FCA CF] Client dealing (7 Mar 2017 to 31 May 2021)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (19 Jan 2015 to 7 Jan 2016)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (6 Mar 2013 to 17 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.