BRB Wealth Management Limited

• Principal Place of Business

  Bradwell House

  16 - 18 King Street

  Newcastle

  Staffordshire

  ST5 1EJ

  UNITED KINGDOM

  Phone

  +4401782204205

  Web

  https://www.brbwm.co.uk

• Complaints Contact

  Bradwell House

  16 - 18 King Street

  Newcastle

  Staffordshire

  ST5 1EJ

  UNITED KINGDOM

  Phone

  +4401782204205

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Southall

  IRN AXS05146

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
• Adrian Sean Merry

  IRN ASM00004

  • CF1 Director (AR) (20 Apr 2004 to 24 Dec 2004)
  • CF21 Investment Adviser (1 Apr 2003 to 24 Dec 2004)
• Alexander Laurence Hunt

  IRN AXH01254

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2025)
  • [FCA CF] Client dealing (since 27 Feb 2025)
• Andrew Peter Thompson

  IRN APT00025

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 26 Apr 2007)
• Carol Grant

  IRN CXG01590

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 8 Jul 2024)
  • CF30 Customer (1 Jul 2013 to 8 Feb 2017)
• David Anthony Evans

  IRN DAE00002

  • CF30 Customer (1 Nov 2007 to 1 Sep 2017)
  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2017)
  • CF1 Director (AR) (29 Sep 2004 to 10 Jul 2007)
  • CF13 Finance (1 Dec 2001 to 8 Jan 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2017)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2017)
  • CF1 Director (1 Dec 2001 to 1 Sep 2017)
  • CF15 Internal Audit (1 Dec 2001 to 8 Jan 2004)
  • CF14 Risk Assessment (1 Dec 2001 to 8 Jan 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• David James Lewis Smith

  IRN DJS00133

  • CF21 Investment Adviser (2 May 2007 to 12 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Aug 2006 to 2 May 2007)
• John Smith

  IRN JCS00046

  • CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2004)
• Keith Alfred Jackson

  IRN KAJ01020

  • CF21 Investment Adviser (8 Aug 2002 to 18 Nov 2002)
  • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 8 Aug 2002)
• Kevin Gerard Garforth

  IRN KGG01015

  • CF7 Sole Trader (AR) (5 Mar 2004 to 5 Mar 2004)
  • CF22 Investment Adviser (Trainee) (5 Mar 2004 to 30 May 2004)

• Rawlins Financial Advisers Ltd (no longer appointed)

  FRN 403340 · Appointed 31 Aug 2004 · Until 22 Aug 2008

• B & S Financial Services Ltd (no longer appointed)

  FRN 223210 · Appointed 28 Feb 2003 · Until 24 Dec 2004

No changes recorded yet.