Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRB Wealth Management Limited (no longer approved here)

    FRN 116358

    • CF30 Customer (1 Nov 2007 to 1 Sep 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2017)
    • CF1 Director (AR) (29 Sep 2004 to 10 Jul 2007)
    • CF13 Finance (1 Dec 2001 to 8 Jan 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 8 Jan 2004)
    • CF1 Director (1 Dec 2001 to 1 Sep 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF15 Internal Audit (1 Dec 2001 to 8 Jan 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2017)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.