BRB Wealth Management Limited

• Principal Place of Business

  Bradwell House

  16 - 18 King Street

  Newcastle

  Staffordshire

  ST5 1EJ

  UNITED KINGDOM

  Phone

  +4401782204205

  Web

  https://www.brbwm.co.uk

• Complaints Contact

  Bradwell House

  16 - 18 King Street

  Newcastle

  Staffordshire

  ST5 1EJ

  UNITED KINGDOM

  Phone

  +4401782204205

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lynne Hackney

  IRN LXH00091

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2002)
• Malcolm Robert Stone

  IRN MRS00013

  • CF1 Director (AR) (19 Apr 2004 to 24 Dec 2004)
  • CF21 Investment Adviser (1 Apr 2003 to 24 Dec 2004)
• Neil Justin Hart

  IRN NXH00002

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (11 Sep 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Sep 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 Sep 2017 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (AR) (24 Sep 2004 to 22 Aug 2008)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter John Goodwin

  IRN PJG01176

  • CF1 Director (AR) (11 Oct 2004 to 22 Aug 2008)
• Phillip James Alcock

  IRN PJA01087

  • CF2 Non Executive Director (AR) (17 Jan 2006 to 10 Jul 2007)
• Robin Jackson

  IRN RXJ00016

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF1 Director (AR) (26 Oct 2004 to 5 Jan 2006)
  • CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
• Samantha Louise Jackson

  IRN SXJ01223

  • CF1 Director (7 Jan 2004 to 4 Aug 2015)
• Steven Bentley

  IRN SXB00010

  • CF1 Director (1 Dec 2001 to 2 Jun 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
• Steven Richard Amison

  IRN SRA00018

  • CF30 Customer (1 Nov 2007 to 15 Apr 2010)
  • CF21 Investment Adviser (25 Mar 2002 to 31 Oct 2007)
• Timothy John Walsham

  IRN TJW00003

  • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
  • CF24 Pension Transfer Specialist (22 May 2007 to 31 Oct 2007)
  • CF1 Director (7 Nov 2005 to 31 Jul 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Rawlins Financial Advisers Ltd (no longer appointed)

  FRN 403340 · Appointed 31 Aug 2004 · Until 22 Aug 2008

• B & S Financial Services Ltd (no longer appointed)

  FRN 223210 · Appointed 28 Feb 2003 · Until 24 Dec 2004

No changes recorded yet.