Andrew Peter Thompson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 15 Jul 2024)
    • CF30 Customer (since 8 Jul 2024)
  • Fidenti Wealth Limited

    FRN 912026

    • (3)Employed By (since 8 Jul 2024)
  • BRB Wealth Management Limited (no longer approved here)

    FRN 116358

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 26 Apr 2007)
  • Alan Johnson (no longer approved here)

    FRN 219424

    • (9)Employed By (22 Sep 2003 to 19 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Fidenti Wealth Limited

  2. controlled function added: (3)Employed By at Fidenti Wealth Limited