Boston and Alexander LLP

Date authorised
1 April 2013
Companies House
OC352078
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Palmerston House
    814 Brighton Road
    Purley
    CR8 2BR
    UNITED KINGDOM
    Phone
    +4402086558473
    Web
    https://www.bostonandalexander.com

  • Complaints Contact

    Palmerston House
    814 Brighton Road
    Purley
    CR8 2BR
    UNITED KINGDOM
    Phone
    +4402086558473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Geoffrey Greenlees

    IRN PGG01073

    • CF1 Director (AR) (25 Aug 2022 to 31 May 2023)
  • Quentin Peacock

    IRN QXP01000

    • SMF27 Partner (9 Dec 2019 to 1 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2020)
    • CF10 Compliance Oversight (12 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (12 Oct 2016 to 8 Dec 2019)
  • Robert Mark Curry

    IRN RMC01070

    • CF30 Customer (20 Apr 2021 to 1 Dec 2022)
  • Robin David Clement Arnold

    IRN RDA01062

    • CF30 Customer (15 Jun 2017 to 9 Jan 2018)
    • CF1 Director (AR) (15 Jun 2017 to 9 Jan 2018)
  • Roger James Bailey

    IRN RJB01201

    • CF30 Customer (8 Dec 2014 to 15 Sep 2015)
  • Russell Leonard Maybury

    IRN RLM01036

    • CF30 Customer (16 Sep 2015 to 7 Oct 2016)
  • SAMEER ANWAR SAIFAN

    IRN SXS27001

    • CF1 Director (AR) (13 Jan 2020 to 8 Apr 2021)
    • CF30 Customer (13 Jan 2020 to 8 Apr 2021)
  • Simon Jonathan Heathcliff Hampshire

    IRN SJH01243

    • CF30 Customer (26 Feb 2014 to 16 Oct 2014)
  • Stuart Andrew Bell

    IRN SAB01124

    • CF30 Customer (22 Jul 2014 to 1 Dec 2022)
    • CF1 Director (AR) (22 Jul 2014 to 1 Dec 2022)
  • Tomas Rufus Round

    IRN TRR01009

    • CF30 Customer (30 Sep 2011 to 29 Feb 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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