Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Boston and Alexander LLP (no longer approved here)

    FRN 543477

    • SMF27 Partner (9 Dec 2019 to 1 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2020)
    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (12 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2016 to 8 Dec 2019)
  • Liontrust Investment Partners LLP (no longer approved here)

    FRN 518552

    • CF4 Partner (14 Sep 2010 to 1 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.