Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF27 Partner (9 Dec 2019 to 1 Jul 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2020)
- CF30 Customer (12 Oct 2016 to 8 Dec 2019)
- CF4 Partner (12 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Oct 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Oct 2016 to 8 Dec 2019)
-
- CF4 Partner (14 Sep 2010 to 1 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.